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Reporting to the Head of Compliance, you will be responsible for execution and strengthening of the risk-based compliance monitoring plans and strategy. To comply with laws, policies, rules and regulatons, you will manage and build a compliance testing program to monitor and review the effectiveness of the exisitng compliance framework.
Implement an effective compliance monitoring plan
Liaise with business stake holders to drive compliance across various juridisdictions
Lead monitoring activities in accordance with the Annual Monitoring Plan
Design test plans and conduct sample monitoring to evaluate the design and effectiveness of controls in placed
Review key elements such as regulatory change management, contractural, legal and policy obligations
Partner with Headquarters to identify gaps and contribute improvements
Experience in an Audit or Compliance role
At least 6 years of experience in a regulatory compliance field (insurance industry)
Solid knowledge of rules and regulations across Asia