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Conduct compliance testing in accordance to the compliance framework focusing around core compliance functions (e.g. PA Dealing, Conflict of Interest, OBI, Licensing, Gifts & Entertainment).
Keep abreast of regulatory developments and assist in continuous improvement of the compliance testing framework.
Develop and roll out testing procedures that fulfils regulators and head office's requirements.
Provide support to overseas presence on compliance testing queries.
Compliance review, testing, assurance experience from the corporate/wholesale banking industry.
Candidates from audit background welcomed.
Candidates who are able to travel preferred.
Good at building relationships and credibility; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis
To discuss in more details and obtain further information please contact Shingo Wong on firstname.lastname@example.org or call +65 3165 0029
EA Registration Number R1545180. Licence Number – 16S8139
Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and Sydney supporting clients across the entire spectrum of financial services businesses.