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The opportunity to build a legacy, this will involve establishing and implementing the compliance function for a Fintech challenger Bank with a twist.
Duties include, but not limited too:
● Overseeing compliance, ensuring compliance with laws, regulatory requirements, policies and procedures; ● Establishing standards and implementing procedures to ensure that the compliance program is effective and efficient in identifying, preventing, detecting and correcting non-compliance with applicable laws and regulations; ● Defining the necessary level of knowledge on existing and emerging regulatory compliance requirements; ● Developing an annual compliance plan work plan, periodically revising in light of changes; ● Developing the compliance team; ● Overseeing and monitoring the implementation of the compliance programme; ● Providing guidance, advice, and/or training to improve business understanding of related laws and regulatory requirements; ● Providing strategic direction to Management on compliance; ● Preparing and presenting clear and concise compliance reports to the Board; ● Interaction with Regulators on compliance issues; ● Oversee the development and execution of compliance risk assessment; ● Coordinating internal compliance reviews (desk-top reviews) and monitoring activities (market abuse and insider trading); ● Independently investigating and acting on matters related to compliance; ● Coordinating efforts related to audits, reviews and examinations; ● Oversee all regulatory reporting process for compliance ensuring adherence with regulations and regulatory expectations;