CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Ecomms surveillance by way of reviewing FO traders emails basis keywords for profanity and personal abuse related content and raise accordingly to the regional Control team for further review and action
Working closely with the eComms surveillance team to produce sensible MI over the reviewed emails, identifying trends and coming up with recommendations to curb the false positives
Assisting with the GM Governance Framework, associated metrics, and reporting tools - with escalation of key risks to senior management
Work closely with GM Controls, GM OpRisk and GM Front Office in developing the GM Risk and Controls Framework; including the RCSA process
Monitoring/Reporting of key lead indicator [KRIs/KCIs] across GM
Developing & maintenance of Control tools used to monitor Trader performance, Desk performance and Business level performance
Performing tyre-kick/deep dives/thematic reviews into key trading metrics to understand the reasons for outliers and suggest remediation actions by improvement to existing controls
Involvement in identification, review & maintenance of the GM Controls Inventory
Undertake Design efficiency Testing [DET] and Operational Effectiveness Testing [OET] for FO controls
Drive initiatives across GM Controls requiring a Fixed Income & Equities Business specific focus
Liaising and partnering with the Shared Services team [Product Control, IT, Internal Audit, Operational Risk Management, Legal & Compliance, etc.] as per project requirements
You are a post graduate
You have strong analytical skills and are a confident personality with excellent relationship management skills in order to interact with business partners
Outstanding vocabulary knowledge and a keen eye for suspicious contents
Excellent quantitative and analytical and problem solving skills
Ability to multi-task and prioritize work load daily and are able to adapt to changing workloads.
Excellent interpersonal and written communication skills
Experience in crafting and preparation of Management Information
High level of integrity, sense of urgency, outstanding attention to detail and quality standards
You are a CA, MBA (Finance)
Experience in eComm Review (Compliance functions), Operational Risk or internal audit background
Knowledge on Investment Banking products and mechanisms will be an asset