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Manager or Senior Manager, Compliance - General Banking Advisory (
Charterhouse Partnership Hong Kong, EA Licence No: 16S8066
January 5, 2020
To provide compliance advisory support with the aim to ensure the Bank's Compliance with the relevant regulatory requirements.
DUTIES OF THE POSITION:
Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new Bank's business & operations;
Cultivate compliance culture and raise and maintain compliance awareness among staff by providing them with relevant information, publications and training on compliance matters;
Coordinate, undertake and advise business and support units in relation to ad-hoc compliance projects;
Track and monitor the Bank's progress in complying with new and change of regulatory requirements and recommendations of regulators;
Identify and assess compliance risks of the Bank and provide recommendations to business and support units for compliance control improvement;
Coordinate and advise business and support units when responding to compliance related enquiries, queries and/or surveys raised / initiated by regulators and industry associations & handle enquiries from regulators;
Keep abreast of the latest development of applicable regulatory rules, requirements and environment of the banking industry;
Take up ad-hoc compliance related projects as designated by management from time to time;
Degree holder in Law, Accounting, Finance or related disciplines
Minimum 5 years regulatory compliance advisory in banking industry
Good knowledge in banking laws, Securities and Future Ordinance, HKMA rules and regulations, banking operations, products and services
Well-versed in relevant policies and procedures of banks as well as regulatory requirements applicable to banking industry
Strong communication and people management skills
Self-motivated, independent, good communication skills and able to communicate effectively at all levels
Proficiency in using MS Word, MS Excel and MS Powerpoint
If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan firstname.lastname@example.org Tel: (852) 3151 1300 Web: www.charterhouse.com.hk
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