CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Conducting due diligence on prospective and existing Private Wealth Management ("PWM") clients to identify issues presenting potential legal, regulatory, sanctions or reputational risk, primarily utilizing publicly available data sources, vendor reports and reviewing client documentation.
Escalating potential KYC issues to the KYC team manager and/or senior business management.
Documenting potential issues, mitigating factors and rationale for approval in the relevant systems.
Managing document retention in accordance with applicable AML regulation and firm policies.
Implementing applicable AML policies and procedures.
Collaborating closely with the global Anti-Money Laundering/Suspicious Activities Group, the Government Sanctions Group, the Anti-Bribery Group
Strong analytical, investigative and risk assessment skills
Ability to prioritize demanding workflows, detailed-oriented and well organized
Ability to take ownership, work independently and yet still be team-oriented
Excellent written and verbal communication skill
Fluency in English and Chinese due to the business nature in handling China clients
Effective interpersonal skills
Proficiency in PowerPoint and Excel, and experience in external database searches, such as World Check, Factiva, and Lexis/Nexis
Rashida Begum Bte Packir Mohideen Senior Consultant EA Registration Number R1766879 Links HR Singapore Pte Ltd EA License Number: 09C5322
Internal Number: 6609528
eFinancialCareers is a career site specializing in financial services.