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Liaise with Head Office team to roll out / localise risk management, policies, procedures, processes, methodologies and initiatives, in alignment to the Group, taking into consideration local regulatory requirements.
Work with Business Partners and other relevant stakeholders to strengthen and promote risk awareness by providing support and advisory on the application of the risk policies, procedures, processes, methodologies and providing training (where applicable).
Support local management and global risk committees and working groups in the management of risk, including submission of relevant reports.
Review and analyse risk performance metrics, develop insightful and actionable reporting across the funds, escalate significant incidents, key trends and queries for management's attention including Head Office.
Provide guidance to business units and local management on operational risk management programs* to enable business units to manage the relevant risks in a structured, systematic and consistent manner.
Execute surveillance reviews in line with regulatory and Head Office's standards.
Contribute to risk assessments or methodologies for initiatives / reviews
Lead and / or participate in the assessment and analysis work as part of thematic reviews arising from processes, initiatives, significant risk events, emerging risks, etc.
* Note: The operational risk management programs include the following:
Self-Assessment Programs such as Risk and Control Self Assessments (RCSA)
Key Risk Indicators (KRIs)
Operational Risk Events management and reporting
Outsourcing Risk Management
Technology, Information and Cyber Risk Assessments.
Business Continuity Management
Physical Security Assessment.
Locally to Head of Risk
Degree in finance / banking or related discipline preferred and with a minimum of 5 to 8 years of relevant working experience in funds / asset management with exposure to operational risk, audit or operations, as well as business procedures development, monitoring and surveillance experience in a banking environment.
Good understanding and knowledge of banking products (including investments; equity securities, fixed income securities, derivatives and mutual funds), processes and operations.
Familiar with relevant rules and regulations, in particular those relating to local private banking / asset management business.
Strong leadership and management ability. Able to exercise sound judgment and establish both strategic and tactical plans in the management of risk.
Good communication, presentation and interpersonal skills to facilitate interactions with senior management and key stakeholders and Business Units in the organisation.
Analytical mindset and good report writing skills.
Internal Number: 6581291
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