CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Lead a team of testers, or participate, in conducting and supporting financial crime compliance reviews for branches in Asia Pacific that evaluate the effectiveness of existing financial crimes compliance, as well as, the design and implementation of relevant controls, such as escalation processes, documentation of policies and procedures, reporting, list screening, regulatory change management, governance framework, and training
Develop test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments and lessons learned from internal and external (including regulatory) findings
Assist in implementation of a coordinated, consistent, and risk-based AML, Sanctions, and ABC testing program
Contribute in in developing and maintaining quality control processes to drive adherence to Global Testing Standards
Contribute in the drive of central coordination, governance, reporting, and leveraging regional structures and best practices
Prepare/ review reports summarizing the objectives, scope, findings, and conclusions of completed testing including root cause analysis
Review the validation of Management Action Plans designed to address remediation efforts and testing review findings
Coordinate with Issues Management for monitoring and tracking resolution of financial crimes testing findings
Assist with establishing appropriate testing management routines and ensure proper awareness of testing review results through reporting and other means
Minimum of 7-10 years of experience performing financial crimes testing or exposure to financial crimes-related quality control and/or quality management functions in a global bank/ financial institution, accountancy/ consulting firm or regulatory agency
Knowledge of financial crimes compliance laws and regulations
Excellent judgment and analytical skills
Test script/procedure creation and/or experience with the test scripting process
Experience in leading diverse testing teams
Strong written and verbal communication skills
BA/BS Degree; JD,CPA, CIA, and/or CAMS a plus
Data analytics capability in the context of the financial crimes testing a plus
Some travel will be required
Please click the apply button with your CV to have a quick chat to learn about this opportunity. firstname.lastname@example.org