CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Head of Legal, FinTech/Real Estate Sector, Solicitor Required
November 6, 2019
Senior in-house legal role in a securities house licensed with SFC type 1, 4, 9 wholly-owned by a HK real estate conglomerate. Title is presumably Head of Legal, internal grade is commensurate with seniority. The location is Central.
Lead to establish company's risk management, compliance and legal infrastructure
Supervising operational risk management as regulated by SFC
Participate in investment due diligence, produce risk assessment report and review relevant investment documents
Identify and assess compliance risk of specific investment products
Assess, revise and record company's regular documents, contracts and agreements
Identify and report inside breaches of the law and regulations, participate in investigations and draft sanction decisions
Take part in other legal consulting or training
Law or financial degree, fund practice qualification or SFC type 1/4/6/9 qualification is preferred
Sound experience in financial industry compliance & legal work & risk management or in independent law firms, Hong Kong bar is a must
People management experience
Familiar with due diligence of investment & fundraising business
Integrity, honesty and pressure endurance
Sound spoken & written English & Chinese
Interested candidate please feel free to reach Jessiema@careerintlinc.com, WhatsApp - 86 153 2129 1149, or WeChat - m826947376 to learn more.
Internal Number: 6766910
eFinancialCareers is a career site specializing in financial services.