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Deputy Head of Compliance, ED - Commercial & Corporate Bank
Randstad Hong Kong
November 6, 2019
about the company
Our client is an expanding Commercial and Corporate Banking Group in the region.
about the team
You are expected to provide strong leadership for General Compliance, Advisory and AML/FCC departments
about the job
Ensure due compliance with the applicable regulatory requirements of various competent authorities in order to mitigate the potential risk and losses of the Bank group
Develop, implement and enforce an updated, adequate, consistent and pragmatic compliance framework (including Policies and Procedures) within the Bank group to conform to the applicable laws, rules and regulations
Formulate effective reporting procedures with them to ensure that business is conducted in accordance with all relevant regulatory and internal requirements
Review, recommend, compile and enforce policies and procedures for compliance with any applicable new laws, rules and other regulatory requirements
Plan and implement compliance-related projects within the Bank in coordination with other relevant department/units
Formulate periodic review and monitoring programs within the Bank to ensure risk-based reviews are effectively carried out in the Bank
Stay informed of developments in the area of banking compliance and keep the Board of Directors and/or senior management informed of the same
Advise management of problem situations detected, request appropriate responses, recommend corrective actions and ensure enforcement
Create, nurture and promote a compliance culture within the Bank to heighten the compliance awareness and standard by conducting recurring training programs on the updates of laws, rules and other regulatory requirements
skills & experiences required
Degree holder in Law, Accounting or related disciplines
At least 12-15 years of relevant legal and/ compliance experience with at least 8 years in senior management positions in sizable financial institutions and/ or regulatory bodies
In-depth knowledge in laws, rules and other regulatory requirements related to banking and financial institutions
Good relationship with regulators and understanding of their expectation and the prevailing market practices on banking compliance
Strong presentation and communication skills in fluent English and Chinese languages
To apply online, please click on the link above. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: email@example.com
skills head of compliance, regulatory compliance, general compliance, HKMA, SFC, corporate bank, commercial bank, retail bank
qualification CPA or legal Qualification - ideal but not a must
responsibilities Deputy Head of Compliance, ED - Commercial & Corporate Bank