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Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities.
Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.
We are currently seeking a high caliber professional to join our team as Senior Manager, Regulatory Compliance Risk Assurance.
Primary responsibility of this role is to manage the HK based Global Business units such as Global Banking and Markets, Commercial Banking, Retail Banking and Wealth Management including Global Private Banking and to provide subject matter expertise in the areas of compliance risk, control and testing.
Responsibilities includes overseeing design, development and execution of testing activities, evaluating the adequacy and effectiveness of policies, procedures, processes, and internal controls such as maintaining quality assurance of the relevant Regulatory Compliance Risk Assurance programs.
Lead or oversee cross business programs, projects and initiatives related to Compliance Testing, management strategy and project management.
Participate in the oversight and enhancement of the Compliance Testing infrastructure in support of reporting, capacity planning, plan development, administration and analysis of testing outcomes across testing areas.
Implement strategies to address automation, productivity and infrastructure problems and issues.
The job holder is required to provide assurance for business and Compliance Management to ensure that compliance risk managed as per Global Procedural Standards and best practices.
The job holder is expected to lead development and manage production of reports and metrics on a timely basis.
The jobholder is expected to act proactively and generate ideas for enhancements to the teams activities. Individuals should have the ability to quickly assess information through analysis and knowledge of business structure as well as showing leadership in an unstructured environment and keeping up to date with changes in the HSBC Group.
Maintain HSBC internal Governance control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators.
Seasoned professional with proven relevant business and audit experience is highly recommended
Strong risk assessment, control and testing skills and preferably audit related experience.
Audit related certification preferred such as CPA, CIA, CAMS, or similar.
Relevant experience of a wide range of business activities, product lines and regulatory topics
Proven organizational, planning, interpersonal, managerial, analytical, problem solving, decision making, and team building skills.
Ability to manage conflicting priorities effectively and proven ability to meet challenging deadlines.
Ability to exercise discretion, work independently within broad guidelines, tactfully handle sensitive and confidential data and complete assignments timely.
Ability to work with and also to lead different cultural groups and build consensus.
Excellent communication skills both oral and written in English.
You'll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. #LI-MH1