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Lead, train, develop and enable a team that will establish and execute on International Control programs for regulatory control, financial crimes risk management, conduct risk management and operational risk management.
Partner closely with appropriate stakeholders within the Wholesale, PVSI and WIM Control organisations as well as other key stakeholders; identify, design, and implement programs and controls for local jurisdictional requirements in conjunction with Line of Business Control teams.
Design and implement controls to address outstanding issues within the international regions, including issues identified by company Audit Services and Regulators, as well as changing regulatory requirements within the industry, ensuring the implementation of effective, sustainable solutions
Ensure an adequate design of the regulatory control framework in region and escalate areas of concern of deficiency, including possible solutions.
Accountable for the successful validation, audit, and regulatory inspection of the International Control implementation of risk management program requirements in alignment with Corporate Risk and Regulatory requirements.
Leads engagement of stakeholders across Wholesale, PVSI and WIM as well as other supporting organisations in the execution of International Control.
Manage relationships and foster a team orientation with corporate, business heads, legal, audit and multiple US and non-US regulators.
Promote and maintain a risk culture that encourages an informed, measured, disciplined and balanced approach to understanding and managing business process risk and controls
Provide input into the development of enterprise-wide and region-specific risk programs and policies in coordination with Control Executive Risk program leaders and IRM.
Ensure an adequate design of the regulatory control framework across the region and escalate areas of concern of deficiency, including possible solutions.
10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 10+ years of IT systems security, business process management or financial services industry experience, of which 5+ years must include direct experience in compliance, operational risk management, or a combination of both.
Extensive knowledge on Anti Bribery and Corruption, KYC, Financial Crimes, Regulatory Control, Operational Risk and Conduct Risk areas
Proficient knowledge and experience in banking laws and regulations, national regulatory agencies of APAC countries and international financial services agencies
Ability to articulate complex concepts in a clear manner
Strong analytical skills with high attention to detail and accuracy
Advanced Microsoft Office skills
Excellent verbal, written, and interpersonal communication skill
Ability to escalate issues
Ability to exercise independent judgment to identify and resolve problems Ability to influence and collaborate at all internal organisational levels
Knowledge and understanding of risk management
Proven experience designing, developing, implementing and maintaining effective risk management programs, especially risk controls, within a large complex financial services company. Preferred experience in operationalising controls within business operating units.
Previous experience executing regulatory remediation and corrective actions and interacting with regulators.
Proven leadership ability to develop teams, lead virtual teams, and drive successful execution of change initiatives.
Knowledge and understanding of Shared Risk Platform (SHRP) such as reporting and issue management
Solid conflict management and decision-making skills
Strong project management skills
Virtual leadership experience with ability to effectively drive results, provide feedback/direction, and manage and build relationships with leaders and team members in a geographically dispersed team environment
Knowledge across enterprise risk management framework, including: risk identification, risk appetite and strategy, risk-related decisions, processes and controls, risk analytics and governance.
Deep understanding of risk framework, corporate/business policies, and programs to translate into plans for the business, function and/or risk type.
Deep technical understanding of specific business operations, processes, products, and customer interactions and where they manifest risk.
Ability to drive alignment across stakeholder groups to develop and deliver repeatable end-to-end risk management solutions and controls aligned with business/customer processes.
Ability to engage in constructive credible challenge when necessary.
Ability to design and implement control analytics and reporting to drive effective decision making and results.
Ability to analyse issues when data is collected from multiple sources and know how to ask the right questions to obtain the information needed to properly assess potential risks.