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Working within the Intermediaries Team within a Wealth Management firm, the role will involve performing quality assurance (QA) checks and application of AML risk assessment for newly onboarded Intermediary firms and existing firms, to include:
Reviewing the onboarding, periodic review and event driven review forms to ensure accuracy and 100% completion
Confirm that relevant supporting documentation has been secured for the level of due diligence required, as set out by second line of defence
Provide first line of defence onboarding and financial crime SME support and guidance to the Front Line
Completion of risk assessment for new Intermediary onboarding and existing Intermediary reviews to identify the AML Risk Rating
Escalation of any issues of concern to senior management, with suggested solution(s)
Production of onboarding and reviews management information for senior management
Minimum 3 years' experience in an Onboarding Team carrying out a QA role within financial services (mandatory)
Excellent knowledge of UK money laundering regulations
Experience of working in a first line of defence role
Strong organisational and communication skills
Ability to prioritize work effectively and work to tight timescales
Strong attention to detail
This role offers a competitive day rate with a great London based wealth management firm.