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As a Senior Manager, Internal Audit Capital Markets you will assess the effectiveness of internal controls, risk management practices, corporate governance processes, and fraud prevention and detection, in the Capital Markets platform of RBC. You will take a strategic approach to engagements that incorporate emerging risks and the implementation of new approaches and techniques. This role will operate within a global resource model; assigned to a home platform but capable of working in any RBC platform as part of a pool of resources.
We are looking for an eager and high performing individual with an interest in continuing to develop their already advanced audit and data analytics skills. During your tenure, you will gain exposure to RBC products, business lines and platforms with the aim of becoming a subject matter expert. You will also work with management in achieving business objectives by identifying opportunities to improve business operations, while remaining objective and independent.
What will you do?
Contribute to and manage integrated audit teams in the planning, execution and reporting of Global Markets, Corporate and Investment Banking, and Office of the COO audits in the annual plan.
Develop, draft and review recommendations relating to audit programs and sampling techniques.
Assess the effectiveness of internal controls, risk management practices and governance processes to complete audit programs.
Uncover patterns, insights, trends and anomalies through analysis of data sets and the use of visualization tools.
Assist with regulatory requests in all regions and provide support on key projects and audits.
Engage in proactive and ongoing monitoring discussions with business leaders in trading and Investment Banking platforms.
Promote and assist management in self-reporting control issues.
Respond to stakeholder needs quickly and efficiently, while building constructive relationships with Internal Audit peers and business partners.
What do you need to succeed?
Minimum 4-7 years banking or Capital Markets and/or audit experience.
Professional Designation: CPA, CA, CIA or similar and/or equivalent undergraduate degree with financial services or risk management background.
In-depth understanding of risk management or regulatory/compliance experience - Understanding of the principles of Operational Risk, Market Risk, Credit Risk, and Liquidity & Funding Risk.
Knowledge of OSFI regulations and understanding of business AML Compliance.
Demonstrated strong written and oral communication skills, including the ability to interact effectively with team members and senior stakeholders.
Strong knowledge of auditing principles and techniques.
Ability to lead by example through provision of knowledge, teamwork and cross-unit cooperation.
Aptitude and desire to work in a dynamically changing environment.
Knowledge of technology and data analytics.
Required Accreditation: Internal Audit related designation such as CIA to be obtained within 24 months of joining IAS.
What's in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
Leaders who support your development through coaching and managing opportunities
Work in a dynamic, collaborative, progressive, and high-performing team