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About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
The Role Responsibilities
Review New Account Opening Documentation for completeness and validity, identify any deficiencies against the Private bank's documentary requirements
Review accounts against all set internal standards for Client Due Diligence
Check on the quality of the Source of Wealth (SoW) if it meets all set standards for On-boarding/ Trigger Events/ Periodic Review
Review the name screenings, adverse media findings, Sanctions link, Tax red flags etc.
Advise the frontline if other searches are needed to supplement those already done
Ensure complete and accurate record keeping of all relevant communications with internal stakeholders in relation to the accounts being reviewed/ processed.
Ensure accuracy of data captured in PvB system and Account Opening documentation
Advise on PvB CDD policy and procedures and applicable local laws and regulations
Advise on and escalate higher risk relationships and reputation risks arising from CDD to PvB Compliance
Consult with functional experts (i.e. Legal, Compliance, Tax) as needed
Contribute to the implementation and controls for daily processes and assist with the update of procedures
Leverage on expertise and train the frontline to produce high quality SOW and complete Account Opening/ Periodic Review Packs to avoid rework and aid in faster turnaround time.
Comply to agreed Turn Around Times for assigned activities as detailed in the Document Operating Instructions and the Service Level Agreements
Promote the spirit of continuous improvement by flagging any procedural issues that impact delivery of responsibilities with suggestions improvements and work around.
Provide a final recommendation to proceed/not proceed on accounts submitted
Verify and Approve the client static data update requests submitted by frontline.
Embed Here for good and Group's brand and values in Singapore / CPVB Private Banking / CAR team.
Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
Support the Client Approval & Review Team in relevant assignments and projects, as required.
Our Ideal Candidate
Solid knowledge and understanding of regulatory requirements relating to CDD/AML
Minimum 3+ years relevant experience in AML/KYC and/or client onboarding, from banking and/or financial services sector with a focus on private banking clients, including corporate
Compliance knowledge applicable to the Financial Services industry, including relevant professional certification on AML/CFT, e.g., ACAMS Certificate
Excellent verbal, presentation and written communication skills
People and service oriented. A team player.
Proactive and solution driven
High level of integrity and professionalism, with High attention to detail
Ability to prioritise competing demands
Proficient in Microsoft Office.
Apply now to join the Bank for those with big career ambitions.