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This client facing role would be suitable for someone with a year's compliance experience in an FCA regulated environment (not Insurance or retail bank). Specific training will be provided by the firm's in-house academy.
The Role will include
Support the Associates and Compliance Manager to ensure the firm and its clients are fully FCA compliant.
Support the on-boarding process of new FCA regulated teams and individuals.
Conduct research and prepare documentation.
Support the compliance team in a wide variety of generalist compliance projects
Take part in internal compliance training.
You will have at least 12 months generalist compliance experience in a FCA regulated function.
A fair understanding (and interest in learning) FCA regulatory frameworks
Advanced MS Office
Good attention to detail, good time management and ability to multi-task
You will have very high motivation to succeed and be proactive in the way you think and perform.
At least a 2.1 degree in relevant subject
If you match this description and wish to apply, please forward your CV without delay. I will do my best to respond to all applicants who match the job description within a week of application. Applicants who do not match the requirements I will try and respond to but can't guarantee it. A cover letter helps if not generic and not too obviously cut and pasted.