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Job Description : Job Description Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time. Assist in the development and maintenance of an efficient and effective monitoring and testing program for the Retail Community Bank that ensures processes are in compliance with all federal and state laws and regulations and are within the risk limits set by the Bank while supporting the Retail Community Bank's strategic objectives. Perform monitoring and control testing for the Retail Community Bank ensuring processes are in compliance with all federal and state laws and regulations and are within the risk limits set by the Bank while supporting the Retail Community Bank's strategic objectives. Prepare regular analysis and reporting of the monitoring and control testing results. Develop and maintain processes and procedures to ensure the accuracy of the reports produced by the Retail Community Bank Monitoring and Control Testing Team. Document the Retail Community Bank's monitoring and testing program including methodologies, processes and procedures, report writing, conventions for consistently vetting and documenting findings and working papers. Build a working knowledge of the Retail Community Bank's RSCA process to understand the risks identified and controls applied to mitigate them in order to effectively monitor key indicators or test controls. Understand the Retail Community Bank's Strategic Plan Key Objectives and Risk Appetite Statement to effectively monitor key indicators. Identify control weakness or key indicators exceeding risk limits and perform root cause analysis. Perform quality assurance function for monitoring and testing performed by other team members. Assist in identifying and assessing compliance risks Associated with new/or changes to federal and state regulations. That affect Retail Community Bank processes and pursue appropriate resolutions to mitigate risk. Assist Retail Community Bank Risk Management Monitoring Manager with communications to various internal Risk Management constituencies. Assist in efforts to respond to all risk assessments, engagement letters and audits of Retail Community Bank processes from Corporate Compliance, Audit Services, Federal and State Regulators, etc. Contribute to ad-hoc risk management initiatives at the direction of the Retail Community Bank Risk Management Monitoring Manager or Retail Community Bank Governance and Risk Manager.
Qualifications Minimum Qualifications:
A professional certification in risk management is highly desired
12 years progressive work related experience with demonstrated proficiency and understanding of operational risk
6 years supervisory or management level experience
Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance
Demonstrated advanced knowledge of principles and practices of accounting and financial analysis
Strong analytical skills
Strong communication skills, both verbally and written
Ability to perform multiple tasks in a fluid environment, and to work both independently and as a team member
Demonstrated ability to access and analyze actual and emerging risks within highly complex Segment/LOB/Functions
Previous auditor experience strongly preferred
MBA or advance degree
Consulting experience at a corporate level
Experience in the financial services industry
Project management skills
Strong writing and verbal skills
Equal Opportunity Employer: SunTrust supports a diverse workforce and is a Drug Testing and Equal Opportunity Employer. SunTrust does not discriminate against individuals on the basis of race, creed, color, gender, religion, national origin, age, disability, veteran status, pregnancy, marital status, citizenship status, sexual orientation, gender identity, genetic information, or any other classification protected by applicable laws.
To review the EEO Poster, copy and paste the following link into your browser: http://www1.eeoc.gov/employers/upload/eeoc_self_print_poster.pdf http://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCP_EEO_Supplement_Final_JRF_QA_508c.pdf