CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Construct and maintain the Compliance Risk Management Framework and all its relating Standards, Guidelines and Standard Operating Procedures (SOPs)
Work closely with other compliance sections to implement the Compliance Risk Management Framework, Standards, Guidelines and SOPs efficiently and effectively
Establish and maintain a compliance examination methodology and annual plan and ensure effective execution of all compliance examination exercises
Provide advisory to the business on the Compliance Risk Management Framework, Standards, Guidelines and SOPs
Work closely with business units to ensure Compliance Event Reporting (CERs) are timely reported and escalated with adequate action plans identified to remediate the compliance event within in the agreed timeline
Keep abreast of developments in the local and regional regulatory environment as well as international regulatory environment which may impact the company
Ensure that the Compliance Matrix and Compliance Requirements Self-Assessment (CRSA) documents are established, updated, reviewed and maintained for all relevant new/revised regulations
Engage in project management of various compliance projects as well as key initiatives of the company
Manage and oversee the performance of Business Units' Department Compliance Officers (DCOs) by setting up performance criteria, carrying engagement and training sessions, evaluating the performance of all DCOs
Carry out the Annual Attestation exercise together with the Operational Risk team
Perform oversight on the business' subsidiaries to monitor any significant regulatory development in the respective countries and to ensure that the overall compliance risks of the relevant entities are adequately managed
Maintain an inventory of all essential compliance documents including compliance framework/standards/SOPs, laws and regulation, Compliance Matrix and CRSA
Drive Compliance Training and Awareness Program to improve the compliance risk culture and regulatory knowledge of the team and company
Liaising with various regulators on information request, inspection and any other regulatory matters
Monitor subordinates' performance and provision of guidance as well as succession plan
Carry out ad-hoc tasks/projects as requested by the Head of Group Compliance.
Degree in Accounting/Business Studies/Finance/Insurance or any other related fields
Minimum 8-10 years working experience in the area of compliance, internal audit or risk management in the financial services industries, preferably from the insurance industry
Good knowledge of compliance risk management processes and compliance examination/testing methodology
Sound knowledge of MAS notices and other regulatory requirements affecting the insurance/financial services industry