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A global asset management firm is looking to hire a Senior Compliance Executive to look after the regulatory advisory and be part of their larger compliance team. You will be responsible for the following:
Its a broad business compliance role
Keeping abreast of regulatory changes, provision of compliance advisory and support to business
Dealing with business stakeholders on new business, new fund launches, new regulations and ensuring that the business is in compliance with local and group policies
Review marketing material
Support compliance reporting to senior management
Handling and liasing with staff and regulators on licensing matters
AML/KYC requirements as it pertains to local regulatory framework
You should have at least 3 years of experience doing regulatory compliance in a fund manager/Big4/MAS. Familiarity with CMS licensing regulations will be an advantage. Only Singaporean and PRs will be preferred
Singapore Employment Agency Licence No: 16S8069
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