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Key Responsibilities The key responsibilities of the role include, but are not limited to:
Provision of Compliance input to the Senior Managers and Certification Regime (SMCR)
provision of compliance support on all regulatory matters including: new business initiatives; regulatory analysis of relevant legislation, rules and guidance; and liaison with, including the making of any relevant notifications to the FCA.
oversight of compliance with the FCA's rules on systems and controls against money laundering and the provision of an annual MLRO report to the Governing Body.
establishment of a suitable monitoring programme, oversight of its delivery.
monitoring completion and timely submission of routine reports to the FCA.
Motivation & Flexibility
Strong Regulatory knowledge (FCA, SMCR)
Experience of working within the financial services industry - trading venue experience would be preferable but is not essential.
McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.