CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Senior compliance role in a prestigious PRC fiduciary conglomerate. The incumbent will be managing relationship with financial regulators. And internally, offering advisory to different teams on the implication of new regulations and tracking company implementation of processes to meet the regulations. Specific title is commensurate with seniority. He/she will be directly working with HK CEO and be based in Central, Hong Kong.
We are expecting:
Minimum 8-year working experience with asset managers/regulatory bodies in compliance/operational risk discipline
Strong knowledge of the SFC Code of Conduct, specially type 1, 4, 9 regulated activities
Hands-on expereince in handling matters such as distribution/marketing compliance, regulatory advisory and investment compliance
Proficient in mandarin
Interested candidates please feel free to reach Jessie MA through WhatsApp-15321291149, WeChat-m826947376 or email-Jessiema@careerintlinc.com to learn more.