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A leading securities firm in the market right now is looking for a highly talented Compliance professionals to join their compliance team for investor and broker onboarding. This candidate will be responsible to assist the head of compliance for the operations of assets management but not limited to client on-boarding and service maintenance
Ensure due diligence is performed on the Firm's existing clients to comply with KYC regulations
Review and update the procedure manuals for account opening and client on boarding
Key tasks will include coordination of client adoptions, account openings, reviews of funds offering documentation and legal agreements
Coordinate with internal functions to onboarding new broker including service delivery teams, sales, and legal
Bachelor's degree required
Extensive experience in client on-boarding / compliance within finance field
The candidate must have excellent knowledge of funds industry and will have experience working on Hedge and private equity fund
Strong communication skills with good command of verbal and written English and Chinese
As this is an urgent mandate, please do apply as soon as possible.