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Assist in prioritization and management of Data Warehouse system change requests
Data mining and analysis to provide information for reporting and business purposes
Support 1st line AML and LOBs with points of clarification on matters relevant to AML/ATF in a clear and timely fashion
Support the LOBs and operational groups by acting as a liaison person for matters with the various functions, e.g. AML Compliance, Operations, etc.
Liaise with internal/external stakeholders to provide exception management reporting and MIS
Troubleshooting discrepancies in existing databases and reporting, identify, monitor and facilitate updating client information in various systems
Support effective utilization of AML systems, tools and reports
B. Risk Management and Control
Support effective utilization of AML systems, tools and reports to detect and manage AML by participating in ongoing training to develop and maintain knowledge, skills and capability
Continually enhance control documentation including procedures and technical documentation
Stay current on AML regulation and KYC requirements and assess any impact to data and system
Stay current with PBOC requirements and responsible for AML related data quality. This includes working with stakeholder (e.g. IT, Ops, AML Compliance) to ensure the accurate understanding of the regulatory requirements and the quality of data in various systems
C. Change & Innovation
Troubleshoot and resolve system, data, and governance issues as appropriate, make recommendations to improve systems, governance, and client data management team processes
Investigate and resolve, or make recommendations on issues related to regulatory system items as it has an impact on the respective LOB's
D. Client & Relationship Management
To provide assistance and act as a liaison for LOB's when required with regulatory exams, audit reviews and inherent risk assessments
Communication of LOB Group products, strategies, initiatives and relevant jurisdictions of operation to the Office of the CAMLO where and when required
The nature of this role will shift over time as the business mix and structure of BMO ChinaCo changes and grows.
Knowledge and Skills
University degree or college diploma, preferably in MIS or Data Analytics
Relevant AML experience in financial institution, including -
1-3 years SQL and SAS experience;
3-5 years of KYC experience
5+ years AML related experience
Good understanding of Banking Systems
Good knowledge of applicable AML regulatory requirements and practices
Good product knowledge on Capital Markets and PBS applicable regulations
Proven project management capabilities and an ability to co-ordinate the efforts of people and resources from different lines of business or support areas
Fluency (written/oral) in English and Mandarin required