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Responsibilities of this role include, but are not limited to:
To manage the day to day running of the Compliance policy framework Provide general regulatory guidance and advisory services to internal business areas Dealing with internal stakeholders and attending board meetings
Requirements for this role include, but are not limited to:
Minimum 3 to 5 years Compliance experience within an IFA or Wealth Management environment Previous Compliance monitoring experience preferable A quick learner and self-starter, with the ability to work effectively with minimal supervision