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Associate Director, Business Compliance - Virtual Banking
Standard Chartered Bank
November 6, 2019
About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
As one of the biggest banks in market, we are rapidly expanding by growing a new virtual banking business in Hong Kong. We see ourselves as a fast growing start-up company where you will enjoy autonomy and teamwork at the same time, solving new and exciting problems in a nimble and agile way. Join us and be part of history making for future banking experience!
The Role Responsibilities
To advise the designated business and/or support units about all applicable laws and regulations, and assist them to establish appropriate policies, manuals and procedures for their operations with due regard to all applicable Group requirements and regulatory requirements
To ensure that products and services offered by the Bank, marketing materials and the relevant operational processes are in compliance with the Group requirements and local regulatory requirements
To provide advisory services to VB and/or support units on all relevant compliance issues and to liaise with regulators
To review the advertising and marketing materials, new product initiatives, and obtain regulators' approval as required
To handle and advise on regular submissions / ad-hoc surveys, regulatory information request / enquires / inspection, and liaise with regulators and coordinate appropriate responses to their queries
To review and advise on customer complaints and liaise with regulators as necessary
Ensure prompt escalation of regulatory issues to management
Interact with Financial Crime Compliance department on filing of Suspicious Transaction Reports relating to suspected market misconduct activity by Retail Banking clients.
Our Ideal Candidate
Thorough knowledge of laws and regulations applicable to banks, in particular those relating to retail banking and/ or wealth management
Effective communications skills (written and spoken)
Strong analytical skills
Team player, ability to work in a team environment with different cultures
Willing to stand and work in ambiguity and fast-changing environment
Ability to work under pressure
Exemplary integrity, ethics, independence and resilience
Apply now to join the Bank for those with big career ambitions.