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Asset manager is open to candidates with a WM/PB background
Implement and advise global regulatory matters
Review and update policies and procedures while conducting compliance reviews
High exposure to senior management
This is a newly created role for an asset manager that is rapidly expanding in Singapore. Reporting to the Head of Compliance, you will be a regulatory advisor to various investment related activities.
Advisory includes but not limited to:
Outsourcing, licensing, conduct, capital markets products, AML, various global regulations
Product exposure: Equities, FI, Derivatives, REITs, etc.
This position requires you to have excellent written, communication and interpersonal skills as you will be a senior compliance manager on the team.
To qualify, individuals must possess: - University Degree - Minimum 8-12 years of relevant experience - Direct exposure to the Securities Futures Act and Financial Advisors Act - Experience working in Regulatory Compliance/Big 4 Advisory/MAS
Please contact Samuel Shim at +65 6950 0385 or email@example.com for a confidential discussion.
EA License No: 16S8066 | Registration No. R1873099