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Wells Fargo & Company (NYSE: WFC) is a leading global financial services company with $2.0 trillion in assets and offices in over 37 countries. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides asset management, capital raising and advisory, financing, foreign exchange, payments, risk management, and trade finance services to support customers who conduct business in the global economy. At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We also value the viewpoints of our team members and encourage them to be their best. Join our diverse and inclusive team where you will feel valued and inspired to contribute your unique skills and experience. We are looking for talented people who will put our customers at the center of everything we do. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Learn more at our International Careers website .
Market Job Description
Department Overview The Compliance Department consists of Advisory, Control Room, and Central Compliance Teams which provide Compliance support to multiple wholesale lines across the Europe, Middle East, and Africa.
About the Role Consult with business to effectively manage change in ensuring adequate corrective actions are in place to ensure regulatory and policy compliance.
Lead, and as needed assist with the execution, of regulatory (MCR) and business process risk management (BPRM) testing programs to assure compliance with, policy, regulatory requirements and adhere to corporate T&V Standards.
Design test scripts and identify accurate and complete populations for testing.
Evaluate the adequacy and effectiveness of policies, procedures, processes, and internal controls.
Evaluate and rate control design and performance.
Work with complex business units and provide compliance and operational risk expertise for testing programs to identify and mitigate regulatory and bank policy risk in business activities.
Provide guidance to other consultants.
Participate in quality reviews of review activity reports, workpapers and supporting documents, and system data.
Take on additional special projects and responsibilities as needed.
Minimum 6+ years of experience with four years' experience in a financial services compliance, risk management, or audit role
3 years direct experience in testing to evaluate the effectiveness of controls (may include audit, compliance, internal control, or other related testing).
Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
Desired Qualifications Knowledge of US Banking, Securities and/or Fiduciary regulations
Experience in developing, implementing and monitoring an operational risk or compliance program to assure compliance with federal, state, agency, legal and regulatory requirements and policy
Experience in Compliance or Operational Risk Management in Financial Services Industry
Ability to multitask and prioritize in a high volume, high paced dynamic environment
Advanced degree or certification (CPA, CIA, CRCM, or other)
Ability to build effective business partnerships and collaborate with all levels of team members
Excellent problem solving, analytical and decision making skills
Ability to identify issues, risk and escalate to the appropriate party
Strong work ethic and ability to work under tight timeframes
Capacity to learn new systems, applications and technologies quickly
We Value Diversity
At Wells Fargo, we believe in diversity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national or ethnic origin, age, disability, religion, sexual orientation, gender identity or any other status protected by applicable law. We comply with all applicable laws in every jurisdiction in which we operate.
Internal Number: 6735210
About Wells Fargo
eFinancialCareers is a career site specializing in financial services.