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This professional will join the Corporate and Shared Services audit team within Audit Services responsible for covering corporate service functions. The Auditor is responsible for executing of a wide variety of audit engagements covering a variety of business risks including compliance risk, operational risk, financial risk (finance and other corporate service and operational risk management activities such as human resources, payroll, vendor management, regulatory reporting, contractual compliance, etc.).
This role requires an understanding of internal controls, and experience in performing reviews of global and complex business processes with multiple dependencies and requirements. A successful candidate would have exposure to performing and documenting thorough process walkthroughs, working with data movement, evaluating process risks and control issues, engaging with multiple stakeholders across the globe both verbal and written, ability to review and analyze data.
Develop and establish strong working relationships with key stakeholders Evaluate processes and related impacts from a variety of risks e.g. compliance, operational, financial, strategic risks Conduct and document audits of the governance structure and internal controls over the o Corporate Services Functions (e.g., Human Resources, Payroll, Vendor Management), Risk Management (e.g. Operational, Market, Credit Risk) and Compliance Framework (e.g. Regulatory Compliance Reporting, Contractual Compliance). Performing independent testing of key controls within these business processes, such as on reliability and quality of data sources, reconciliations, effectiveness of internal controls and account substantiation; Develops and demonstrates an understanding of the business risks, controls, and processes, along with an understanding of relevant laws, regulatory rules and knowledge of the impact of systems within areas reviewed. Performs and oversees work that adheres to all Policies and Standards (e.g., creates electronic work papers to evidence scope of examination and accuracy of findings); professional auditing standards; and regulatory requirements; Work with the business and audit partners and the risk assessment process to properly identify key risks and controls, audit scope, and testing approach within an audit or other project; Communicate with senior level management, including leading efforts to discuss the business/risk environment and issues/risks raised during the review, along with providing periodic updates, to the status of the project; Produce clear and concise documentation of walkthroughs and process flows to align test attributes with test objectives, and connect conclusions reached with test results; Utilize appropriate audit techniques to document and determine the effectiveness of internal controls (i.e. interviews, observation, flow charting, compliance and substantive testing); Escalate any audit findings; Participate and contribute to internal status meetings; Maintain a thorough understanding of Northern Trust's business units, products & services, and operating environment
Required Skills & Experience Bachelor's degree in Finance, Statistics, Economics or Law/ Legal Management or similar degrees 2-3 years of experience in Management Consulting, Audit, Risk Management and/or Compliance Good understanding of Risk Management and Compliance Framework, Internal Controls, Operational Excellence and Data Analytics Self-starter with an ability to self-motivate Strong analytical and organizational skills are required Excellent verbal and written communication skills Ability to adapt and react positively in a changing and dynamic work environment Ability to work under pressure and to deliver to tight deadlines Ability to develop relationships with diverse groups and various levels of financial and operating personnel Proficiency in MS Office, Word, PowerPoint, Excel is a plus Power BI or similar data analytic tool is a plus Certified Internal Auditor (CIA), Risk Management & Compliance (RMC) Certification is preferred Knowledge of Auditing principles and methodology in the Financial Services industry would be an advantage
About Northern Trust: Northern Trust provides innovative financial services and guidance to corporations, institutions and affluent families and individuals globally. With 130 years of financial experience and nearly 20,000 partners, we serve the worlds most sophisticated clients using leading technology and exceptional service.
Working with Us: As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company that is committed to strengthening the communities we serve!
We recognize the value of inclusion and diversity in culture, in thought, and in experience, which is why Forbes ranked us the top employer for Diversity in 2018.
Wed love to learn more about how your interests and experience could be a fit with one of the worlds most admired and ethical companies. Build your career with us and apply today.
Internal Number: 6733734
About Northern Trust
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