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Title: Chief Compliance Officer – Management Company
Date: 24th September 2019
Our client, a Management Company institution is looking for a Chief Compliance Officer to provide support to the Compliance activities. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the firm.
Ensure that an appropriate Compliance framework covers all relevant product lines.
Strong knowledge regarding AML & KYC.
Provide input to senior management in regards to regulatory policy and strategy development.
Ensure that compliance risk assessments are aligned to currently regulatory issues and specific product and business areas.
Review the work undertaken by staff in relation risk assessment processes to ensure that it is line with the firm's business practices and methodology.
Manage and supervise the fieldwork of monitoring reviews.
Providing regulatory and transactional guidance and advice to the business.
Liaise with compliance advisory team regarding departmental objectives for upstream regulatory risks and changes to procedures and practices.
Identify areas where regulatory risk standards can be enhanced and assist in their effective implementation.
Regularly assess the adequacy and effectiveness of policies and procedures in place to monitor the business.
The preferred candidate must be able to demonstrate strong Compliance knowledge and have ManCo experience. Fluency in French and English is required and any other European language would be an advantage. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business efficiently.
If you are interested in this opportunity, please email your C.V. to email@example.com or call on +44 20 7430 1831 for a confidential discussion.
Our client is an equal opportunity employer and values diversity in the company. The company does not discriminate by race, religion, colour, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.
Altus Search Ltd is acting as an employment agency in relation to this role.