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Julius Baer is the leading Swiss private banking group with a focus on servicing and advising sophisticated private clients and a premium brand in global wealth management. That is why a comprehensive range of services and first-class service quality are essential - as are the committed teams that provide them.
For our AML Monitoring Team part of the Compliance Department based in Zürich we are looking for a Senior AML Specialist to take the role of Deputy Team Head and support the Team Head in organizing an managing the Team (composed of 16 team members), independently review and assess complex AML cases and lead strategic stakeholder meetings with the Bank's Senior Management.
Independently review complex unusual transactions detected by the IT-based AML monitoring system, analyze their economic background and assess if the transaction is in line with the client's KYC profile
Undertake additional clarifications if deemed required (e.g. investigate with the front units, run adverse information checks of the ordering party and/or beneficiary of the transaction, request and review corroboration documents etc.)
Initiate potential remedial actions (such as update of the client's KYC profile or request transactional form A) and track their timely resolution
Initiate escalation procedures for suspicious transactions requiring additional due diligence and follow-up the handling of the case with internal stakeholders
Document clarification steps and evidence corroboration and reasoning for every decision and action taken
Perform quality checks on alert reviews performed by junior team members
Act as subject matter expert for the team on questions related to complex AML cases, share know-how, provide guidance as well as independently take decisions on the handling of those cases
Support the Team Head with organizational and management tasks
A degree (Bachelor or Master) in Economics, Audit, Finance or Legal
At least 7 to 10 years professional experience in the financial business, preferably in Compliance, Risk, Audit and Control functions
Profound knowledge of AML regulations and management of AML related risks
Experience in the review and handling of complex AML cases
Keen interest in taking over management responsibilities
Excellent written and spoken English, German would be an advantage
We are looking forward to receiving your full job application through our online application tool. You can find further interesting job opportunities from the Home Page or under Similar Jobs section.
Internal Number: 6573077
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