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Our client is a well-funded securities firm provides full spectrum of financial service related to SFC regulated activities licence Type 1,2. They are currently seeking a Settlement Manager (MIC) / Assistant Settlement Manager to join their expanding team in Hong Kong. You will work as a MIC and supervise on daily settlement operation. Job Description
Act as a MIC for AML & Compliance core functions
Assist in daily settlement transaction for trading entities including deal matching and trade reconciliation
Monitoring FRR and ensure it is comply with SFC rules
Ensure operation procedures in compliance with industry regulations and polices
Liaise with internal parties and relevant stakeholders and provide solutions to settlement problems
Responsible for system modification, UAT testing and settlement reports
Involve in CCASS and DCASS operations
Liaise with external parties to arrange compliance-related training to licensed staffs
Bachelor's Degree holder
At least 4 years work experience in Settlement Operations; gained from SFC licensed corporation preferred
Experience in CCASS & DCASS operation
Proficiency in MS Office Applications (Word & Excel) and Chinese word processing
Responsible and good management skills
Excellent command of both written and spoken English and Cantonese and Mandarin
Immediate available is highly preferable
Candidate with less experience will be considered as Assistant Settlement Manager Interested parties, please click "Apply" to complete the application process. You can also reach Charlie Kong at +852 3915 0268 for a confidential discussion.