CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Assist in conducting and supporting financial crimes compliance reviews for MUFG branches in Asia Pacific that evaluate the effectiveness of existing financial crimes compliance, as well as, the design and implementation of relevant controls, such as escalation processes, documentation of policies and procedures, reporting, list screening, regulatory change management, governance framework, and training
Assist in developing test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments and lessons learned from internal and external (including regulatory) findings
Assist in implementation of a coordinated, consistent, and risk-based AML, Sanctions, and ABC testing program
Assist in developing and maintaining quality control processes to drive adherence to Global Testing Standards
Assist in the drive of central coordination, governance, reporting, and leveraging regional structures and best practices
Assist in preparing/reviewing reports summarizing the objectives, scope, findings, and conclusions of completed testing including root cause analysis
Assist in the validation of Management Action Plans designed to address remediation efforts and testing review findings
Assist in the coordination with Issues Management for monitoring and tracking resolution of financial crimes testing findings
Monitor developments, such as changes in the regulatory environment, which may necessitate ad hoc testing
Support general financial crimes/ compliance activities and other duties, including special projects as assigned
Minimum of 5 years of experience performing financial crimes testing or exposure to financial crimes-related quality control and/or quality management functions in a global bank/ financial institution, accountancy/ consulting firm or regulatory agency
Knowledge of financial crimes compliance laws and regulations
Excellent judgment and analytical skills
Experience working with compliance testing scripts and with performing testing reviews or audits
Experience in working in diverse testing teams
Strong written and verbal communication skills
BA/BS Degree; JD,CPA, CIA, and/or CAMS a plus
Data analytics capability in the context of the financial crimes testing a plus
High proficiency in written and spoken English a must. Mandarin, Japanese and Korean language requirements is a plus not essential
Some travel will be required
We regret to inform that only shortlisted applicants will be notified.