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Review financial promotions / marketing material regarding asset management products and services destined for dissemination outside of the business in accordance with their policies and applicable UK and other EMEA regulations.
Review and approve RFPs and due diligence documents.
Perform risk-based, effective and comprehensive compliance reviews of financial promotions, client reporting and other client communication templates and documents that require such a review.
Participate and provide input in the definition of rules to govern the process of review and approval of financial promotions / marketing material, taking into account evolutions in the regulatory landscape and emerging best practices.
Support the Compliance Manager –Distribution and EMEA Head of Asset Management Compliance in any other matters required to meet Compliance and organizational objectives and priorities including projects and other matters not related to distribution of asset management products or services