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Corporate & Investment Banking: Global Transaction Banking
The Corporate & Investment Bank (CIB) combines Deutsche Bank's Corporate Finance, Global Markets and Global Transaction Banking businesses. This new business division was created in 2017 with the aim to ensure greater alignment of product and sales efforts, enabling the bank to deliver a better service to clients and a more focused resource allocation. Global Transaction Banking (GTB) is a leading global provider of cash management, trade finance and securities services, delivering the full range of commercial banking products and services for both corporates and institutions worldwide.
Responsibilities: This Quality Control position supports the KYC (Know Your Customer) E2E process for GTB, Institutional Cash Sales and Client Management team covering financial institution clients.
Today's regulatory and compliance environment requires a robust and efficient KYC process and strong non-financial risk management, making the role key to the first line of defense role of the business.
The KYC Quality Control ("QC") Analyst performs a critical function that involves an independent checker role to ensure high quality standards are maintained in strict adherence with Deutsche Bank's Know Your Client Policy and Procedures for customer' KYC files prepared for correspondent banking clients by respective KYC officers.
KYC Quality Control ("QC") team members will assist in identifying problem areas and risks associated with processes and make recommendations to improve the quality of KYC analyst file work. They will serve as a key support resource for delivering guidance to KYC analysts.
The KYC Quality Control ("QC") analyst will operate in a team environment and have regular interactions with KYC Officers, Accountable Client Owners (ACO) and Anti-Financial Crime (AFC) Compliance.
The QC Analyst will review cases for full adherence with DB Know Your Client Global Policy, Global KYC Key Operating Procedures and any applicable Local Variance.
Ensures profile review is completed timely and within quality expectations, including review conclusions that are clear, complete and supported by the information in the file.
The QC Analyst will identify and escalate critical issues to their Quality Control Team Head.
The QC Analyst should be able to work under minimal supervision.
Professional and personal requirements:
Recognized university degree and / or equivalent professional experience
CAMs Ceritfication required
Previous experience with KYC Quality assurance and knowledge of Correspondent Banking Due Diligence Standards preferred
Good understanding of financial regulatory requirements and AML risk implications.
Strong analytical and organizational skills; a proactive and fast learner
Strong writing skills, capability to document relevant information in a clear, structured and comprehensive way
Excellent communication skills and the ability to build and maintain relationships with colleagues at all levels of seniority
Team player with strong work ethics
Resilience and commitment, ability to plan, prioritize and work under pressure
Accuracy, diligence and the ability to deliver high quality results within tight deadlines
Attention to detail
Interested in the financial markets, current events, and news
Command of MS Office applications and general computer proficiency