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Charterhouse Partnership Hong Kong, EA Licence No: 16S8066
September 25, 2019
Provide effective compliance advice and support to management as well as business stakeholders
Ensure timely dissemination of regulatory update and issuance of compliance alerts to management as well as business stakeholders
Promote and maintain an effective working relationship with internal business stakeholders as well as local regulators (e.g. HKMA and SFC)
Act as the Personal Data Protection Officer of HK Branch
Interpret local regulations to establish/review compliance policies and procedures in managing regulatory and compliance risks of HK Branch
Establish effective mechanisms to track the progress of business stakeholders in complying with regulatory requirements and recommendations of regulators/auditors
Monitor regulatory changes and developments in relevant business areas to ensure the relevancy/applicability of existing policies and effective implementation of any new policies
Oversee and manage the design and delivery of compliance training to business stakeholders
Take up ad-hoc projects as assigned by management from time to time
Bachelor degree holder preferably in Law, Business or relevant discipline
Minimum 10 years of relevant compliance experience in Banking and Finance (With at least 7 years of Management experience)
Solid regulatory experience across corporate banking, global markets and transaction banking
Familiar with local regulatory regulations
Excellent leadership and people management qualities
Good command in written and spoken English and Chinese
If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan firstname.lastname@example.org Tel: (852) 3151 1320 Web: www.charterhouse.com.hk
Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in developing a tailored job search strategy