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My client is looking for a new Head of Compliance to join the office in North Essex, to report to the CRO. The salary is up to £80,000, as well as flexi-working and a great benefits package.
The business is looking for someone to become the appointed SMF16 (Compliance Oversight). The day-to-day requirements of the role would include working with the compliance team to ensure all frameworks are in-line and developing where necessary, as well as liaising with the relevant regulatory bodies (FCA/PRA) to ensure all frameworks are working effectively, holding regular Executive Risk Committee meetings.
You will ideally have experience working in a regulated Retail Financial Services business, i.e. Mortgage Provider, Consumer Lender, Building Society or Retail Bank and be able to provide support around management of frameworks, embedding and stress testing, as well as working closely with all areas of the business in reference to Compliance and Conduct Risk.
If you, or someone you know would like to discuss this dynamic role in more detail, please get in touch to arrange a time to speak.