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-Perform and handle all spectrum of compliance duties as a RO/EO in relation to Type 1 and Type 4 of SFC regulated activities; -Responsible for overall wealth management operations in the Bank; -Oversee and evaluate wealth management products and business development strategy; -Comply with all applicable regulatory rules and requirements and fulfil all compliance responsibilities as required; -Ensure compliance policies and procedures are maintained and followed; -Review and update internal control, operational policies and procedures; -Conduct trainings to bank staff when needed
-University degree with honors in economics, finance, business, mathematics or a related discipline; -At least 5 to 7 years solid experience in wealth management business; -Current holder of Responsible Officer ("RO") or Executive Officer ("EO") for Type 1 and Type 4 of SFC regulated activities; -Solid knowledge of investment products and financial planning solutions including the knowledge of financial markets, economic dynamics, financial planning environment, new product solutions and regulatory requirements; -Chartered Financial Analyst, Certified Financial Planner, Certified Financial Management Planner, -Financial Risk Manager or other qualifications is a plus; -Good command of both spoken and written Chinese, inclusive of Cantonese and Mandarin, and English
Internal Number: 6568028
About ZhongAn Technologies International Group Limited
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