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Enforcing all elements of the Firms regulatory policies and procedures
Carrying out of Compliance Monitoring in line with the Firms monitoring program
Drafting, reviewing and on-going management and company wide adherence to compliance policies and procedures
Approving employee personal trades and to ensure staff members have obtained the required approval before trading
Working with and assisting the MLRO and Head of Compliance with complex issues
Carrying out and management of reviews, approvals and relayed AML projects
The ideal candidate will be a graduate with at least 4 years Conduct of Business Compliance experience from a financial services environment looking to work in a mixed role covering some AML as well.
NB Please do not apply if your only experience is AML or KYC – thank you.
For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at email@example.com
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.
The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge
Internal Number: 6196922
About Compliance Recruitment Solutions
eFinancialCareers is a career site specializing in financial services.