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Assistant Vice President / Vice President, KYC Advisory
September 23, 2019
Performing Enhanced Due Diligence reviews of high risk legal entities for MUFG HK Branch;
Reviewing customer types that require Specialised Due Diligence, such as customers with exposure to sanctioned countries or territories, PEP-controlled entities, Cash-intensive businesses, SPVs, Correspondent Banks etc. to ensure the KYC standards meet MUFG's corporate requirements and that risks are appropriately identified and mitigated;
Share the results of the review together with recommended course of action with senior management. Escalate cases that warrant further management attention;
Provide KYC advisory in relation to EDD and SDD review as well as clarifications on Global KYC Standards;
Assist with Global FCC Policy / Standard development, provide feedback from a HK perspective and socialize new requirements with branches in Asia; and
Assist with the development and facilitation of KYC related training for HK Branch.
Broad understanding of banking, financial crimes risk in banking and a general understanding of the working practices for AML/ KYC;
Detail oriented and proven execution ability;
Knowledge of AML/ KYC regulatory requirements and industry best practices;
Hands on experience performing KYC due diligence on high risk clients and KYC advisory;
Strong communication skills and experience interacting with senior stakeholders;
Sound practical understanding of risk, compliance and controls;
VP : more than 8 years relevant experience in a financial services firm, regulatory agency or consultancy;
AVP : more than 5 years relevant experience in a financial services firm, regulatory agency or consultancy;
Preferred – Bachelor's Degree or equivalent;
CAMS or other recognised industry accreditation;
A collaborative approach, with the ability to perform well in a high-pressure environment;
Proactively identifies and communicates improvements to process on the grounds of efficiency and effectiveness;
The ability to operate with urgency and prioritise work accordingly;
Strong decision making skills, the ability to demonstrate sound judgement;
A structured and logical approach to work; and
MS Office skills.
We regret to inform that only shortlisted applicants will be notified.
Internal Number: 6383840
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