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One of the top investment banks in London seeks a Markets Trade Surveillance specialist to focus on the strategic advancement of their surveillance function.
Working across all asset classes, you and your team will provide up to the minute trade surveillance coverage as well as focusing on the future state of the surveillance function. Few roles offer the ability to engage directly with technology providers, drive improvements on the development & oversight of the controls functions, drive change in the management information reporting systems and take a leading role in the technological advancement of surveillance future-state programs using machine learning, data science and artificial intelligence.
You will lead a small team in London but have a support function based in multiple locations globally (India, Poland, UK and USA)
Liaise with business heads and the EMEA Head of Compliance on all strategic advancements for surveillance
Work with multiple business lines on the advancement of information sharing (Ops, Risk, IT, Legal, Compliance etc. )
Work in association with the Financial Crime and Internal Audit divisions in relation to investigations etc
Improve information and reporting functions for internal and external submissions
Liaise with the Senior Management teams in Markets Compliance on all matters arising.
What you'll need to succeed
A minimum of 7 years of surveillance experience in top tier banking
Detailed product knowledge across Equities and Fixed Income is essential
Exceptional knowledge of trader behaviour
Detailed regulatory knowledge in matters such as MAR / MAD & EMIR
What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.
Internal Number: 6557026
About Hays Financial Markets
eFinancialCareers is a career site specializing in financial services.
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