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The Client Onboarding Manager will have solid experience of onboarding HNW Private Clients with strong AML and Financial Crime background. This role will act as a First Line of Defence
The Private Banking Client Onboarding Team are responsible to cover client onboarding risk reviews, account opening, changes to accounts and ongoing client periodic reviews. The Client Onboarding Manager will have a strong understanding of First Line of Defence and AML responsibilities, as well as wider financial crime risks. Review HNW Private Client account opening documentation prior to a new account in relation to KYC, investigating both prospects' and existing private clients' activity. The Client Onboarding Manager role will involve liaising with the client relationship managers and being able to demonstrate the risks associated with a private client and their proposed risk classification. Adhere to the rules and regulations affecting the money laundering environment.
To identify any potential KYC AML risks in the Bank and report the findings to the Financial Crime Compliance Manager, where necessary.
Conduct AML and Financial Crime reviews of new HNW private client prospects and existing clients, assessing the risk profile and KYC documentation, resolving any issues found by liaising with the Front Office, Line Management and Senior Management where necessary.
Mentoring of more junior AML analysts within the team.
The Client Onboarding Manager will assist the business as and when required on KYC/AML related queries, by providing advice and guidance, updating of department procedures and drive system and process improvements.
Track, monitor and report on on-boarding and client reviews metrics. Identify any material trends for ongoing quality and cycle time improvement.
Provide coaching and feedback to client-facing teams, ensuring best practices are adopted across the group
The Candidate: At least 5 years Client Onboarding experience – having onboarded HNW Private Client business at manager level.
THIS ROLE IS NOT SUITABLE IF YOU HAVE ONLY ONBOARDED CORPORATE OR INSTITUTIONAL CLIENTS. HNW PRIVATE CLIENT ONBOARDING IS ESSENTIAL.
Experience of AML analysis either in 1st or 2nd lines of defence in a global private bank or wealth management environment. International Private Client exposure is highly beneficial. A Russian speaker would be ideal but not critical. Enthusiasm is essential. Significant amount of Financial Crime work experience . The ability to write clear, professional and Regulator Ready client risk reports is essential to the role. KYC / CDD / Customer onboarding experience.
Internal Number: 6556232
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