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A Compliance Consultancy in the City is looking to expand it's capability and looking for a Compliance Manager to assist the Investments team in handling client accounts and providing tailored compliance solutions.Role: Provide compliance advisory services and support to the firm and clientsConduct client file reviews and provide detailed reportsMaking recommendations to the clientsAssist the development of compliance policies and proceduresCarry out client training and competency site-visitsSupervise junior staff and provide technical skills training as requiredMaintain regulatory compliance policies (including MiFID) and Financial Crime Prevention programmes covering Market Abuse, Conflicts of Interest, Personal Account Dealing, Financial Promotions, and Competence Training Requirements: Ideally 4+ years' experience in Compliance (both regulatory and financial crime ideal)Background in financial services, ideally around investments & financial markets (equities, derivatives, CFDs, funds etc) in either a broking/trading capacityExperience dealing directly with clients as well as senior management/stakeholdersRelevant academic/profressional qualifications (degree and CISI/ICA or equivalent ideal)Excellent written and verbal communications essential Type: Permanent, full-timeSalary: £50-60k base, depending on experienceLocation: London, City (some travel required)Please note all applicants must be eligible to work in the UK without sponsorship.
Internal Number: 6554931
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