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Our Compliance (CPL), a member of our Asia & Oceania Administration Department, is in charge of formulating and maintaining the compliance framework to ensure our compliance with internal and external regulations.
Company Profile Mizuho Bank, Ltd. is a subsidiary of the Japan-based Mizuho Financial Group, Inc. (listed on the Tokyo Stock Exchange and NYSE) and is one of the largest financial services companies in the world. Mizuho Bank, Ltd. provides financial and strategic solutions for the increasingly diverse and sophisticated needs of its clients with offices located in all the major cities of the world such as Tokyo, New York, London, Hong Kong and Singapore.
Oversees the day-to-day management of the Regulatory & Policy team, by providing first level leadership to the team.
Provide guidance and training to members of the team/ Section and/or stakeholders, as may be required or beneficial.
Support the Section Head in identifying and reporting all risk and compliance issues and breaches. Ensure timely escalation of concerns to Management and Head Office (as appropriate).
Exercise ownership and accountability in respect of such compliance policies and governance frameworks as may be designated to the team as policy owner. This includes ensuring the adequacy and robustness of such policies and frameworks, taking into account inter alia any developments in applicable regulatory requirements, industry practices and the business and operations of the Bank.
Assist the Section Head in the enhancement of our overall compliance framework and structure, including developing compliance training programs.
Scope of responsibility/ coverage of the team includes the following:
Disseminate, review and advise on Consultation Papers and new/ revised regulations, including collating feedback from relevant stakeholders.
Formulate and tailor compliance policies and procedures to align with new business/ operational needs, regulatory developments and/or industry practice.
Keep abreast of regulatory changes and industry practices and advise relevant stakeholders of the same.
Support the Section Head in internal investigations, handling regulators' enquiries, and the timely reporting of compliance issues/ violation or breaches to regulators, Management and Head Office (as appropriate).
Liaising with MAS.
Assist stakeholders in applications or requests to MAS.
Act as coordinator in liaising with stakeholders and collating requisite information/ data in response to MAS inspection, queries (which may be "routine" or ad-hoc in nature), information requests, questionnaires, surveys, etc. as may be required by MAS, ABS and any other regulatory authorities or industry bodies.
Disseminate information on compliance matters, such as MAS and other compliance-related circulars and notifications, as well as information on regulatory changes, and revision of compliance policies/ procedures, to relevant stakeholders.
Participate in forums, roundtable, industry discussions as may be appropriate
Organise Compliance Committee Meeting and Compliance Forum.
Liaise with external auditors.
Additionally, all members in the Section are expected to:
Ensure prompt escalation of issues and concerns to the Section Head in an appropriate manner.
Undertake, participate and/or collaborate with respective teams in the Section in ad-hoc compliance related projects or initiatives.
Keep undated on Head Office and Internal Operation Procedures, Head Office Official Circulars, and regulatory laws and regulations, and (where applicable) advise relevant stakeholders.
Assist in the development, implementation, review and revision of Compliance Manual, Compliance Risk Management Manual and Internal Operation Procedures.
(Where applicable) Participate in Compliance Committee Meeting, Compliance Forum or any other committees, taskforces, working groups, forums or dialogue sessions as part and parcel of the Bank's overall compliance and monitoring framework.
Participate in ad-hoc Bank initiatives or focus groups, as representative of the Compliance Section as may be appropriate.
Strong knowledge of banking laws and regulations (including Securities and Futures Act and Financial Advisers Act), products and services.
Good communication skills and ability to engage at multiple levels.
A change mindset and tenacity.
Hands-on and able to multi task.
Strong analytical and problem solving skills, and able to think outside the box.
Join Mizuho Bank, Ltd., in Singapore, and be part of our expanding team, passionate to build the future together. One MIZUHO: Building the future with you.
Internal Number: 6554768
About Mizuho Bank
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