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In charge of establishing and monitoring compliance and risk framework, policies and procedures
Check and control daily compliance duties including following investment portfolio and conduct relevant follow-up actions
Assisting in regulatory updates and compliance advice regarding business initiatives
managing licensing matter and inquiries with regulators
Revise and review on draft legal documents
Complete ad hoc projects and other missions and tasks as assigned
Bachelor degree with major in Law, Business, Finance or related disciplines
At least 3 years or above relevant compliance experience in financial institutions
Proactive attitude alongside strong interpersonal and analytic skills
Detail minded, Self-motivated, Independent and able to work under pressure
Excellent verbal and written communication skills in English and Chinese
Familiar with SEC compliance knowledge
To apply please click on the "Apply" button or contact Steven Sin at Steven.Sin@jobs.hudson.com quoting ref no. HK66548 for a confidential discussion. Your interest will be treated in strict confidence.
Internal Number: 6552547
About Hudson Hong Kong
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