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Wells Fargo & Company (NYSE: WFC) is a leading global financial services company with $2.0 trillion in assets and offices in over 37 countries. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides asset management, capital raising and advisory, financing, foreign exchange, payments, risk management, and trade finance services to support customers who conduct business in the global economy. At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We also value the viewpoints of our team members and encourage them to be their best. Join our diverse and inclusive team where you will feel valued and inspired to contribute your unique skills and experience. We are looking for talented people who will put our customers at the center of everything we do. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Learn more at our International Careers website .
Market Job Description
Be part of the International Group Compliance located in Wells Fargo Bank N.A. Taipei Branch for the Wells Fargo Wholesale Banking Group and provides broad-ranging Compliance support predominantly for the "banking business" activities in Asia (primarily, Corporate Deposit Taking, Corporate Lending, Correspondent Banking, and Trade Services). Responsibilities include:
Assist in developing, implementing and maintaining an effective Compliance infrastructure in Taiwan to accommodate applicable legal and regulatory requirements including Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT) and Wells Fargo enterprise or line of business policies with a view to identifying, assessing and mitigating compliance risks
Assist in implementing and administering Compliance and Financial Crimes Risk Management ("FCRM") control systems and procedures and monitoring programs for Wells Fargo's activities in Taiwan; discussing findings or issues and remedial action with business line, legal entity and enterprise management; undertaking ad hoc issue escalation and periodic reporting to management
Providing comprehensive Compliance and FCRM advisory support for current and new or modified business initiatives and in any development, integration or rationalization of activities in Taiwan
Assisting Wells Fargo in Taiwan meet all local or US legal and regulatory requirements and Wells Fargo enterprise and business line standards and requirements
Interacting with Taiwan Financial Supervisory Commissions ("FSC"), Central Bank of Republic of China (Taiwan) ("CBC"), AML Division of Investigation Bureau under Ministry of Justice and respective competent authorities (as per required) with respect to meetings, inquiries, regulatory changes, licensing, ongoing conduct and reporting requirements, and new or modified business initiatives; leading the local response to Compliance and FCRM monitoring and testing initiatives, internal audits and external regulatory exams
Disseminating information concerning regulatory developments impacting Wells Fargo in Taiwan, with necessary interpretation and impact assessment; developing and delivering Compliance and FCRM training to enhance awareness and knowledge of applicable laws and regulatory requirements and Wells Fargo enterprise or business line policies and procedures
Market Skills and Certifications
University degree required. Minimum 5 years of compliance, legal, operational risk governance or audit experience supporting corporate and investment banking businesses preferably in an International Financial Institution.
Some knowledge of laws and regulations of Taiwan including AML/CFT relevant to Wells Fargo's banking activities. Some familiarity with U.S. banking, securities and bank holding company laws and regulations is desirable
Some understanding of the general operation of international financial markets, international trade, and the conduct of business on a cross-border basis
Some understanding of the purpose and importance of effective regulatory oversight, risk management and corporate governance
Some understanding of full service global financial institution, knowledge of financial products/services offered by Wells Fargo, including features and life-cycle and a general understanding of how these businesses operate, desirable
Ability to identify Compliance Risks and advise on, promote, develop and implement suitable controls, policies and procedures to effectively monitor and mitigate those risks
Ability and Experience to identify and advise management of changes in the regulatory and compliance environment and design and implement appropriate solutions from 2 nd Line defense of Compliance function perspective.
Qualities of character to build and maintain strong relationships with key stakeholder groups, including senior management, compliance, FCRM, internal auditors and regulators / examiners; ability to influence stakeholders outside immediate area of control
Excellent oral, presentation and written communication skills; self-motivated; confidence to communicate pro-actively and effectively with peers and senior management; ability to manage to a set of deadlines and deliverables with limited supervision
We Value Diversity
At Wells Fargo, we believe in diversity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national or ethnic origin, age, disability, religion, sexual orientation, gender identity or any other status protected by applicable law. We comply with all applicable laws in every jurisdiction in which we operate.
Internal Number: 6549154
About Wells Fargo
eFinancialCareers is a career site specializing in financial services.