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Responsible for developing and reviewing of compliance and risk framework, policies and procedures
Monitor daily compliance responsibilities including monitoring investment portfolio and perform appropriate follow-up actions
Provide regulatory updates and compliance advice on business initiatives
Liaise with regulators on handling licensing matter and inquiries
Review and comment on draft legal documents
Perform ad hoc projects and other tasks as assigned
Undergraduate degree holder in Law, Business, Finance or related disciplines
At least 3 years or above relevant compliance experience in financial institutions
Proactive attitude with strong interpersonal and analytical skills
Detail minded, Self-motivated, Independent and able to work under pressure
Excellent command in spoken and written English and Chinese
Our client offers an attractive remuneration package, generous fringe benefits as well as excellent opportunities for career advancement. Interested candidates please send your application to: email@example.com or click Apply now.
Internal Number: 6544616
About One Arrow Consulting
eFinancialCareers is a career site specializing in financial services.