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Do you know how to keep an eye out for and avoid risk? Are you skilled at assessing processes and making improvements? We're looking for an experienced AML or KYC Subject Matter Expert who can:
Assist the Team Lead on matters related to AML, KYC, SOW and SOW Corroboration, working closely with the Front-line Origination Units to ensure all Periodic Reviews guidelines have been adhered to
Be the go-to person for queries from Front Line relating to KYC, SOW and SOW corroboration.
Conduct quality assurance of customer AML KYC profiles of all risk ratings prepared by Front line Origination Units
Keep abreast of new KYC policies, regulations, and requirements and implement new processes into the team's review processes
Focus on the assurance of quality and consistency in Client Due Diligence standards in accordance to the prevailing requirements; and within stipulated timeframe across Hong Kong & Singapore
Serve and act as the front-line point of contact for team questions and issues.
Support management with internal audit, AML compliance and reviews as needed.
Help in identifying potential weaknesses in processes
Ensure the team has appropriate level of training on AML KYC/On-boarding matters to perform the role effectively
You'll be working in the Front-Line Support (FLS) team in WM Business & Risk Regulatory Management Singapore. We are located at Hansapoint, Changi Business Park.
Front Line Support is a dedicated independent team as a 1st line of Defense in the Control Framework to execute ex-post Controls. As 1st Line of Defense, we perform Controls checks (ex-post) on our Origination Units (e.g. Client Advisors, Investment Product Specialists) who are in Singapore and Hong Kong office.
The Controls we execute are primarily driven by Local Regulators [Monetary of Authority of Singapore (MAS) and Hong Kong Monetary Authority (HKMA)] and our Global requirements.
Your experience and skills
Min 5 to 8 years working experience in a Wealth Management environment with direct experience in KYC and Source of Wealth Corroboration in Private Banking.
Strong SME experience in guiding a team, i.e. strong previous team supervisory/training experience
Leading knowledge and understanding of AML KYC risk & a proven ability of working with the 1st line.
Good communication skills
Risk-oriented personality who can differentiate borderline risk issues from critical fraudulent
Detail oriented, experienced in managing & reducing risk, developed analytical skills, strong listening capabilities
a clear communicator, with exceptional interpersonal skills and a good listening skill
open to continuous learning and continuous education both within the team and with Business Partners and Front-Line staffs
proficient in basic Microsoft applications
creative approach to problem solving & challenging existing processes to drive improvements
Proactive, independent, Client-Oriented and well-organized Individual creative approach to problem solving & challenging existing processes to drive improvements
Proactive, independent, Client-Oriented and well-organized Individual
Internal Number: 6542573
About Hays Malaysia
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