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Overview CREDIT AGRICOLE GROUP is a major player in Europe with a strong international presence through our operations in the globe. CA Indosuez (Switzerland) SA is among the leading foreign Banks in Switzerland specialized in wealth management (Private Banking). With more than CHF 40 billion under management, we offer all the advantages of an independent Swiss bank while benefiting from a top-level international network and a solid parent company, the Crédit Agricole Group.
We are now seeking dedicated and motivated individuals to fill the position of Regulatory Compliance Manager of the Hong Kong Branch.
Outline of the Position:
Assist the Head of Compliance in overseeing Regulatory Compliance function of the Branch
A key member of Regulatory Compliance Team
Perform Compliance reviews and handle ad-hoc compliance projects;
Update and maintain the Branch's New Regulations Register; and disseminate information to relevant stakeholders on regulatory matters;
Submit filings and notifications to regulators and other government authorities in accordance with applicable laws, rules and regulations;
Perform regular and ad hoc self-assessment reviews; and handle requests received from regulators and other government authorities;
Be the Branch's contact point with the HKMA, the SFC and other government authorities;
Handle staff registration matters; and perform staff dealing and gifts & entertainment monitoring;
Perform ongoing review of the Branch's processes, policies and procedures to ensure the Branch's operations are in compliance with the latest regulatory and internal requirements.
Conduct compliance training.
University degree with at least 7 years relevant experience in banking/financial institution(s) or regulators, preferably with exposure in private banking business;
Solid knowledge of relevant laws, rules and regulations, codes, and guidelines of the HKMA and the SFC;
Ability to identify compliance risks and demonstrate a solid grasp of policies and procedures.
Good command of spoken and written English and Chinese;
Independent, self-motivated and ability to adapt to a team environment;
Good people skills; and
Excellent time management and organization skills.
You will be offered a rewarding package including performance bonus, and excellent opportunities for a long-term career development. We also provide medical, life insurance, provident fund. Your detailed resume with present and expected salary is welcome by email at firstname.lastname@example.org.
Personal data provided by applicants will be used for recruitment purpose only. Applicants not contacted within 6 weeks may consider their applications unsuccessful, in which case their information will be kept in strict confidence for a maximum of 24 months and only be used for the purpose of selection.
Internal Number: 5565628
About CA Indosuez (Switzerland) SA, Hong Kong Branch
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