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Conduct Compliance Risk Monitoring Team Member, Officer Boston, Massachusetts/en-US/Global/job/Boston-Massachusetts/Conduct-Compliance-Risk-Monitoring-Team-Member--Officer_R-625602/apply
The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Program at State Street. Performing monitoring and testing activities is essential to conclude on the adequacy of the firm-wide compliance program and business unit regulatory posture, and to identify enhancements for State Streets global compliance control environment. The Conduct/Ethics Compliance Risk Monitoring, Officer reports to the CRMT Senior Manager responsible for Conduct Compliance.
This position is perfect for an individual who has expertise in risk assessment, internal control, compliance or audit function in the Financial Services sector, who has experience with ethical business conduct, and who thrives in a fast-paced environment. In this highly visible role, the Team Member will:
Work closely with the Senior Manager and Team Leads to implement a Compliance Monitoring program over the Conduct and Ethics standards firm-wide, and provide subject matter expertise in the design and testing of various aspects of employee and business conduct
Liaise with Compliance Advisory, Business Unit Management and other key stakeholders to design and execute monitoring activities to detect gaps, issues, breaches and process improvements, promoting the benefits of a monitoring and testing function
Work with CRMT and Compliance Advisory colleagues to endorse a strong, global culture of Compliance
Work with regional and local Compliance Advisory colleagues and Senior Management as a trusted compliance partner to build on the global CRMT presence
Establish and maintain relationships with other CRMT staff members globally
Be part of the continued build-out of a high performing team in support of CRMT, with the requisite regulatory compliance knowledge required to effectively design and execute monitoring and testing
Deliver timely and accurate execution of monitoring and testing activities that aligns with CRMT methodology
Demonstrate knowledge of the compliance oversight program methodology as well as a broad understanding of the entire Corporate Compliance function at State Street Corporation
Minimum of 5 years relevant work experience with risk assessment, internal control, compliance or audit function within a financial institution
Excellent interpersonal, communication (written and verbal), and presentation skills
Experience designing and executing compliance monitoring, surveillance, testing, audit or exams, with the ability to design activities that leverage data analytics
Highly organized with willingness to roll-up their sleeves to get things done
Problem solving and critical thinking skills, ability to meet deadlines delivering quality work papers
Proficient with Microsoft Suite
Clear and succinct communication skills with the ability to communicate with and appropriately influence all levels of management
Posted 2 Days AgoFull timeR-625602
Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.
Our promise to maintain an environment where every employee feels valued and able to meet their full potential infuses our company values. Its also part of our commitment to inclusion, development and engagement, and corporate social responsibility. Youll have tools to help balance your professional and personal life, paid volunteer days, and access to employee networks that help you stay connected to what matters to you. Join us.
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Internal Number: 6534102
About State Street Bank
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