CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Join the Global Community of Scotiabankers to help customers become better off.
Leads and oversees a Canadian Banking Compliance Program for Tangerine Bank, Digital & Online Banking, in Global Compliance, Canadian Banking ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures.
Oversee and monitor Canadian Banking regulatory compliance program to identify areas of regulatory compliance risk.
Provide support to the Director Compliance, Canadian Banking to monitor the businesses' Compliance operations to ensure that regulatory risks are managed effectively and efficiently and in accordance with the Bank's Risk Appetite.
Provide advice and counsel to Tangerine Bank, Digital & Online Banking with respect to regulatory compliance, products, programs, policies and procedures, for the range of products offered by the respective areas.
Works with Tangerine Bank, Digital & Online Banking to implement regulatory change, and to enhance controls for existing regulatory requirements.
Act as Compliance Liaison for the Digital Factory and provide advice and counsel where required, with support and coordination with Subject Matter Experts within Canadian Banking Compliance.
Identifies trends and/or gaps across businesses and reports findings with recommendations on how to improve the effectiveness of first line controls to the Director and Senior Management.
Pro-actively identifies potential violations of regulatory requirements, internal policies and procedures, in a timely manner and makes recommendations to mitigate business, compliance and operational risk.
Supports Tangerine Bank, Digital & Online Banking in the assessment, identification of remediation plans, and monitoring to closure of compliance incidents.
Works closely with counterparts in Compliance across Global Compliance to share best practices, avoid silos, and ensure consistency and alignment to the Enterprise Compliance Framework.
Maintains deep knowledge & understanding of industry issues and practices, regulatory requirements and associated changes.
Supports the development of internal policies aligned with applicable industry regulations and reflective of rule changes from various regulatory bodies.
Provide training to the businesses on emerging issues, regulatory trends, and industry best practices.
Bachelor's Degree with a minimum of 8 years of relevant experience in the financial services industry, preferably within a regulatory compliance, audit or risk management function.
Excellent knowledge of digital banking as well as regulatory compliance requirements and risks applicable to banking.
Ability to drive success in a high performing, flexible and small/medium team environment.
Strong analytical and communication skills, results orientation and data driven approach in decision making.
Experience with providing insights to and interacting with the business.
Ability to communicate clearly and effectively both verbally and in writing.
Experience in managing several ongoing projects and competing priorities concurrently.
Experience using analytics to identify areas of risk and opportunities for improvement.
Location(s): Canada : Ontario : Toronto As Canada's International Bank, we are a diverse and global team. We speak more than 100 languages with backgrounds from more than 120 countries. We value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance please click here . Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.
Job Segment: Bank, Banking, Compliance, Law, Developer, Finance, Legal, Technology
Internal Number: 6327280
eFinancialCareers is a career site specializing in financial services.